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BSBCOM603 Plan And Establish Compliance Management Systems

tag 0 Download 5 Pages / 1,079 Words tag 21-07-2021

Questions

You are required to establish the compliance management system within the organisation, and then report on your monitoring and review of the system.

Scenario

You are an external consultant hired to research, plan, implement and monitor a compliance management system.

You will need to follow your plan to train/induct personnel in their specific duties in relation to your implementation plan.

You will then need to monitor your plan by meeting with those personnel at a later date to gather information on performance in accordance with your plan.

Finally, the CEO has asked you to provide an evaluation of the implementation of your plan. To meet organisational requirements, you will need to prepare a report for senior management.

Review the scenario above.

1. In accordance with your implementation plan, developed and approved in Assessment Task 2, meet with the managers and operations personnel that you have assigned to positions in implementing the compliance management systems. Train them in their specific duties.
 
a. Explain the components of the compliance management system.
b. Describe the compliance management responsibilities for all personnel.
c. Outline each person’s duties with regard to reporting, including what methods, tools and templates they should use to supply information to you. For example, you might use negotiated performance measures such as KPIs and scorecards, questionnaires and surveys, oral questioning, etc. Consider performance with respect to, for example: achieving performance targets for outcomes such as a particular number of complaints; achieving performance targets for processes or management such as regular reporting; following procedures.

Note: If you are basing your assessment on the Charity-Care case study, your assessor will need to assist with this step.

2. In accordance with your plan, meet with the managers and operations personnel that have been implementing the compliance management system and:
 
a. monitor the operation of the compliance management system, using the methods and approaches you outlined in your initial meeting with personnel
b. review and evaluate the implementation of the compliance management system. Analyse relevant qualitative and quantitative data. Use benchmarking data, including time lines, if available, to compare the organisation to like organisations.

Note: If you are basing your assessment on the Charity-Care case study, your assessor will need to assist with this step.

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My Assignment Help (2021) BSBCOM603 Plan And Establish Compliance Management Systems [Online]. Available from: https://myassignmenthelp.com/free-samples/bsbcom603-plan-and-establish-compliance-management-systems/results-and-analysis.html
[Accessed 31 January 2023].

My Assignment Help. 'BSBCOM603 Plan And Establish Compliance Management Systems' (My Assignment Help, 2021) <https://myassignmenthelp.com/free-samples/bsbcom603-plan-and-establish-compliance-management-systems/results-and-analysis.html> accessed 31 January 2023.

My Assignment Help. BSBCOM603 Plan And Establish Compliance Management Systems [Internet]. My Assignment Help. 2021 [cited 31 January 2023]. Available from: https://myassignmenthelp.com/free-samples/bsbcom603-plan-and-establish-compliance-management-systems/results-and-analysis.html.


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