Insider Trading And Stock Industry: An Analysis

Discussion of Illegal Information Gathering Techniques

Question:

Discuss About The Stocks Is Analysed Investors Being Held?

The discussion has been about handling the standards with the focus on the computer chip industry which includes the development of the contacts. Along with this, the focus is on handling the manufacturing of plants with employees who relate to the executives who tend to handle the Galleon on the company. The investment company boutiques are mainly influenced with the obsessive nature to minimise the expenses with the employees that ted to make the employees staying in budget hotel rooms (Look, 2011). The encouragement is through the sifting which is set with garbage and then taking hold of the professional meetings as well. The target is about the professional meetings with the research to handle the conducts and then setting the agencies that could easily collect the information (Colesanti, 2011). The research is about the ranks with becoming personality standards that has a major impact on the company culture.

Answer 1: It has been seen that the information gathering techniques are similar which are for the common forms of the Wall Street. Here, the business perspectives are to make money with the trading that has been illegal. There are people who tend to allow and work on the wrapping of the ideas and making money when one lose the sight of fair and the unfair things. The belief is about the continuous issues with the trading that relates to the working with the problems that relates for thinking about the prevention or reducing the different types of the practices. The suggestion that the people engross is mainly based on the forms of the regulations and how the executives could work on properly suggesting a better development of the company. The use of the different types of the information with the gathering of the changes leads to the decision-making processes with the focus on handling the different standards which includes the larger amount of money. It is important for the employees to work on the involvement with the company along with handling the ramifications to engage the act like the insider trading scenario (Rapoport, 2011). As per the analysis from the chapter, it has been seen that there are some of the insider trading activities which are completely unethical and that tend to violate the rights of the shareholders. The resources with the fuel of company success is depending upon how the managers and the executives do not own the resources. There are some of the unjust factors with the unpairing to the participants of stock trading industry (Kaplan et al., 2012). The information gathering techniques are common on Wall Street which are mainly to make the money. The standards are set for the investor to take hold of the information from the company with the check on handling the development by his/her own forecasting needs. There are some other hedging funds about information gathering techniques. The bottom line with the insider trading is found to be illegal and then checking over the greediness and act with egoism. The loss of sight with the focus on maximising one own self-interest is important for the robust compliance and the supervisory acts and surveillance. The belief is mainly related to how the Wall St. has been able to find the evidence which is related to the study that is conducted by the professors. For this, there is a possibility to handle the results which are disturbing and then suggesting the enforcement of the law which is woefully behind (Agapova et al., 2013). The overwhelming factors consider the facts which relates to the prominent targets and the attraction of the headlines. The court rulings are the cases where the prosecution is done for the monitoring of devices.

Implications for Ethical and Legal Standards

The information is based on attending the meeting with the phone calls and the other texts. They are important for receiving the information which is like easy way to handle the people and make the money. There are different accusations and the procedures which includes the trading at the Galleon process. The company works on the management of the large amount where Rajaratnam tend to get into trouble with the government forms. The regulators, investors and the other executives tend to work and keep a track of the information which includes the monitoring of the transactions. The suspicion is mainly to make use of the different information systems that tend to gather the monitoring and handling the forms which includes the trial to stop any of the illegal practice where the people tend to find and hide the standards. The check is on how to work with the practices with the information gathering techniques (Vishwanath, 2015). The Galleon Group has been based on the privately-owned hedge funds with the firms that provide the services and the information related to the investments. The money is important for some people which is hard to stop or control mainly because the people always have a chance with the new and better schemes. The regulators, investors and the executives are set with the payments that include the attention for the companies that handle all the sudden changes and the investment of the larger sum of the money (Leasure, 2011).

Answer 2: This is mainly including all the information which is related to handle the material information with the focus on the different self-explanatory and the obvious patterns. The focus is on handling the sharing of information with the laws that are set against doing and working like Rajaratnam have been prosecuted with. The sentence to the jail time for doing is through engaging oneself in the insider trading when one is not breaking the law. The entire reputation is at a shot (Khdir, 2016). It is important to work on the serving of the jail time and then releasing the facts from the jail where one is no longer able to handle the market with the breakage of the system. It has been illegal when it comes to the knowledge standards with the stock to trad and work towards the functioning that will lead to the decision-making process. As per my opinion, it is completely wrong and I will not be supporting that anyone would easily be persuaded or let the knowledge for the coercing to decide related to the ethical hacking. For the trading and the tippers, there are consequences based on the insider trading which is found to be serious and include the times of the jails and the financial penalties which are for handling the penalties that are being barred from the industry (Gate, 2016). There are standards set for the stock industry market with the ins and outs with the deferring that is for the stock market decisions. One does not make one exempt from any scrutiny or the penalty which is based on the events of hiring the person who tend to violate the laws. The ethical, legal and the other privacy standards need to be checked with the want of how the colleagues, employees and the investors work on understanding the culture wfith the different business endeavours that run with transparency and in ethical form (Beny et al., 2012).

The Galleon Group Case

There are different forms where I see that some of the illegal information has been gathered about the stock. Here, it is important to focus on making the decisions in relation to the stock. There is other decision process which are hard to find with the bringing of the revenue in the system. The things are boiled with the possibility that makes oneself into trouble with different types of information. The resources are set with the stock range that tend to decrease the time amount with easily determining the comfort and the invention of the stock range. The confidentiality of the information in the company also directly affects the process of trading as well (Jennings, 2012). There are other major implications which are related to the society, individual company, competitor companies and the stock market. The person works on the high ethical standards without making any use of the different information processes. The forms are set with the illegal forms with sharing the information that is unknown to the public. One needs to focus on handling the no longer success with closed market standards after the law is breaking. It has been set with persuasion with the personal standards or the knowledge that coerce into the making of the decisions. The information is about the validity with the prosecution witness that includes the functioning in the oversees bank account with the focus on the civil charges (Robert, 2010). The Rajaratnam works on handling the defence team with easily carrying the swift appealing forms with the criminal conviction. The argument is about the aggressive wiretapping with the federal investigations that relate to the working over the employing and gathering the evidence with the tactics over the forms with the insider trading case (Look, 2011). The appeals are related to the judicial permission with placing all the wiretaps that has been through the violation of the constitutional rights. The federal courts work on the arguments with unpersuasive and upholding the conviction process. The focus has been on the incrimination of the records and the conversations that does not become usable with the prosecution by trial. The forms are set with the upheld to handle the declined cases with the criminal penalty forms. Galleon case is about the largest investigation in the hedge funds set for the fraud and the consistency. The forms include the investments from the company with the additional rang of the stock exchange which are traded based on the allegedly non-pubic information. The financial status is related to how the companies work on the stock pricing and the shareholders.

Consequences of Insider Trading

Answer 3: There are no secrete investigations where the focus is always to look around for the rules, with the new ways to communicate in a secret form. As per the understanding, Rajaratnam conviction does not tend to change any other forms of the fund managers. Here, the inventors from the sharing of the non-public information includes how the justice system works on setting the example which is related to the Galleon group. There are Rajaratnam thoughts about handling the trading which related to how the acts are done with the evaluation of the risks and the other benefits (Rawat et al., 2013). It is important to focus on the different risks factors and the benefits which related to the situations about how to deal with the trading if it meets to go to jail. The other companies work on being the higher standards, with the focus on the handling the orders with the forms that are related to the cases that believe in sharing any of the non-public information with getting ahead at the edge. The duty of disclosure is set with the seller obligations to disclose any of the information about the products and the consumers who try to buy and work till one hold the risks and the responsibility that harm the computer. The employees work on the conflict of interests with the focus on the incentives that must work on handling and serving the interest (Jennings, 2012).

No, as per the experience and the work, there are mentioned forms which relates to handling the different number of the insider trading with the fraud going activities, in a rapid manner. The thought is about the finding and working on how the insiders can work over the filtering of the processes and then working over the different suspicious activities. The pay to the close attention to the different surroundings is based on the involvement of the circle of trust. It includes that one should not deter any of the infractions from occurring the dilemmas. The small and the unethical actions are found to be innocuous with the people rationalising the behaviour to justify it. The rationalisation process is based on the moral disengagement with the slippery slope effect with the retrieval of the information. I do not think that there is any of the secret investigation with the conviction of Rajaratnam or the other people who work on deterring the fund managers. The forms are set with sharing the non-public information with the thought that someone will include the system outsmart functions (Reed, et al., 2013). I do not always think that someone with the outsmart of the system will lead to the exposure of the forms and data. Rajaratnam has been conspired without any other person to commit the fraud. Here, the trading secrets include the charges related to the insider trading practices. The use of the skills is set with gaining from working and handling the financial institutions which has been unethically conspired with the other companies. The information discussion is about the stocks which is not released to the generalised public yet. The accused standards are set with the forms without any of the recurrent criminal activity with the indicators of the continued anti-social, irresponsible or the violent behaviour (Master et al., 2011). The forms are set with the focus on handling the federal investigation with the claim that works towards agreement over the cooperation in the investigation against the forms to wire the fraud. Raj Rajaratnam has been arrested over the charge of the different securities with the wire fraud standards, where SEC works on the filing with the civil insider trading working over the different defence attorney to take hold of the public relations. The laws are based on the insider trading with the focus on the conviction that includes the trading on the information with the focus over the evidence related to the 45 records and the phone calls in between the individuals (Baker, 2016). The Rajaratnam has also told the employees for covering the evidences with the insider trading with the confidence related to the challenges for the prosecution to prove and handle the forms with the prosecution under the market closed. Galleon liquidated with the stock and the profit generation where the government has several key witnesses from the insider trading rings. The cooperation with the investigators is about the agreement with testifying against the Rajaratnam. The prosecution is based on the corruption and handling the standards with the challenges related to the actions with the implications related to the public equity offering (Raghavan, 2013). The new is about the government forms with the insider trading to handle the rings with the forms that include the rectification against the Rajaratnam. The convicts are about the insider trading which includes how the government had proven about the information where one could receive and acquire mainly through the insider sources (Jung, 2014). The information standards are set with the focus on the Galleon’s public announcements, with press release and the investor meetings. The acquiring, analysis and the making of the calculated predictions is based on the client investments with the access to the corporate executives. Here, the loss of money or the trading of the government is based on the inside information.

Importance of Disclosure and Transparency

Conclusions

This relates to the facts which includes the forms where there is an illegal trading and the negativity is set. The company can cause to close with the decisions based on the choice of how one gets effected. The tasking and the using insider tips are related to acquiring of the wealth with the forms where Raj could have been able to maintain and work on the ethical state of mind. The commitments are based on how to handle the income for the company in a professional and the ethical manner (O’ Neill, et al., 2008). Here, Raj could have also worked on the methods to work on the Needham and Co., where one works to handle the execution in a professional and the ethical manner. The methods need to build and work over the analysis where one should not be worried of the different standards and the forms.

Reference List

Agapova, A. and Madura, J., 2013. Impact of the Galleon case on insider trading prior to company issued guidance.

Baker, A., 2016. Raj Rajaratnam: Cheater (Revised).

Beny, L.N. and Seyhun, H.N., 2012. Has insider trading become more rampant in the United States? Evidence from takeovers. the United States.

Colesanti, J.S., 2011. Wall Street as Yossarian: The other effects of the Rajaratnam insider trading conviction. Hofstra L. Rev., 40, p.411.

founded Galleon, R., Hedge Funds Must Follow Ethical Requirements.

GATE, I.A.L., SEC Charges Billionaire Hedge Fund Manager Raj Rajaratnam with Insider Trading.

Jennings, M.M., 2012. ARE THEY GOOD OR ARE THEY GREEDY? JPMORGAN CHASE, INA DREW, AND THE DANGERS OF MISGUIDED CHARACTER MEASUREMENTS. Corporate Finance Review, 17(3), p.37.

Jung, S.J., 2014. US v. Rajaratnam-No Gain without Pain: Amending the Sentencing Guidelines for Insider Trading to Better Reflect the Rapidly Evolving Financial Industry. New Eng. J. on Crim. & Civ. Confinement, 40, p.295.

Kaplan, H.J., Matteo, J.A., Sillett, R. and Arkin Kaplan Rice, L.L.P., 2012, April. The history and law of wiretapping. In ABA Sections of Litigation 2012 Section Annual Conference April (pp. 18-20).

Khdir, S.H., 2016. Contemporary Financial Crimes of Employee Embezzlement and Insider Trading. International Journal of Social Sciences & Educational Studies, p.140.

Leasure III, C.E., 2011. Insurance Limited For Insider Trading Defense.

LOOK, W.T., 2011. Insurance Limited for Insider Trading Defense. Message from Practice Leaders, p.10.

Masters, B. and Correspondent, C.R., 2011. Suspicious pre-deal trades fall sharply. Financial Times, 13.

O'Neill, K.M., Peterson, C., Brownstein, D.K. and Case, I.T., 2008. SEC FILES COMPLAINT AND PROPOSED SET.

Raghavan, A., 2013. The billionaire’s apprentice: The rise of the Indian-American elite and the fall of the Galleon hedge fund. Hachette UK.

Rapoport, M., 2011. Rewriting pension history. The Wall Street Journal.

Rawat, S.R., Raj, V., Manoharan, A. and Vineet, S., 2013. Rajat Gupta: An American Dream Upturned-A Case Study. Indian Journal of Corporate Governance, 6(2), pp.42-51.

Reed, M.M. and Brunson, R.R., 2013. Alleged Board Insider Trading: The Case of Rajat Gupta. Journal of Business Ethics Education, 10, pp.339-360.

Vishwanath, K.R., 2015. Book Review: Anita Raghavan, The Billionaire’s Apprentice: The Rise of the Indian American Elite and the Fall of the Galleon Hedge Fund.